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76th United States Congress
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#	Item
41	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 21, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 09:29:51 Financial services 76th United States Congress Registered Investment Advisor Investment Advisers Act Financial adviser Pension Investment Company Act Collective investment scheme Financial economics Investment Finance
42	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 19, 2015 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-19 15:18:39 Investment Company Act Finance Investment Financial regulation Financial services Hedge fund USA PATRIOT Act Title III Financial economics 76th United States Congress United States securities law
43	IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION GRAY FINANCIAL GROUP, INC., ) LAURENCE O. GRAY, and ) Add to Reading List Source URL: securitiesdiary.files.wordpress.com Language: English - Date: 2015-02-24 13:11:25 Financial services 76th United States Congress Employment compensation Institutional investors Investment Advisers Act Financial adviser Hedge fund Pension U.S. Securities and Exchange Commission Financial economics Investment Finance
44	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 16:34:13 76th United States Congress Financial regulation 73rd United States Congress Fair Fund Government U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Investment Company Act United States securities law United States Securities and Exchange Commission Corporate crime
45	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; Gabelli ETMF Trust, et al.; Notice of Application April 23, 2015 Agency: Securities and Exchange Commission (“Commission”). Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-24 09:07:45 76th United States Congress Funds United States securities law Financial services Investment Advisers Act Financial adviser U.S. Securities and Exchange Commission Collective investment scheme Investment Company Act Financial economics Investment Finance
46	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-20 16:57:36 Finance Financial regulation Business Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment 76th United States Congress
47	Placement Agent Disclosure and S.E.C. Compliance Form Add to Reading List Source URL: www.lacera.com Language: English - Date: 2015-06-09 03:32:46 Financial services 76th United States Congress Private equity Collective investment scheme Hedge fund Investment Advisers Act Financial adviser Private placement agent Venture capital Financial economics Investment Finance
48	[Screen A2: From Screen A1] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:59:55 Business 76th United States Congress Investment SEC filings Financial adviser Registered Investment Advisor Investment Advisor Investment Company Act Securities Exchange Act Financial economics United States securities law Finance
49	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:57:36 Finance Financial regulation Business Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment 76th United States Congress
50	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoDecember 2, 2014 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 14:26:39 Investment Company Act Eaton Vance Trust law U.S. Securities and Exchange Commission SEC filing Law United States securities law 76th United States Congress